FCA Archives - Spencer Churchill Claims Advice

Invested your pension into Contracts For Difference? The FCA is concerned about CFDs

The regulators for the UK’s financial services, the Financial Conduct Authority, is considering extending the scope of the ban on […]

SIPP administration firms under FCA scrutiny over insolvency plans

SIPP administrators are being quizzed by the watchdogs and rule-makers at the Financial Conduct Authority (FCA) over the plans they […]

Finance watchdogs look to Artificial Intelligence to detect mis-selling

The UK regulator for the financial services sector – the FCA – is looking at how A.I and ‘machine learning’ […]

Transferred your British Steel pension? As many as 1 in 3 may have been mis-sold

The Financial Conduct Authority has released some data from it’s urgently conducted check on financial advisers who advised British Steel […]

FCA: Advisers to report “risky” product recommendations

The Financial Conduct Authority will be asking all independent financial advisers to report when they recommend potentially high-risk investment products […]

1 in 8 believe they have been mis-sold by their financial adviser

The FCA has conducted its 2017 Financial Lives Survey, asking 13,000 people about their personal financial, only to find that […]

FCA probes SIPP providers about number of non-standard investments – what does it mean for your pension?

The Financial Conduct Authority has asked all providers of Self-Invested Personal Pensions (SIPPs) to reveal the details of any non-standard […]

Beaufort wing to cease to accept new monies or assets

Beaufort Asset Clearing Services Limited is the latest section of Beaufort to have restrictions added to it’s FCA register record, […]

Why you need to know what investments are in your DFM portfolio, and how you can find out

Discretionary fund management is an arrangement where you give your investment money to a Discretionary Fund Manager, who invests it […]

DFM Organic Investment Management suspends taking on new money to invest

Discretionary Fund Management firm, Organic Investment Management has informed independent financial advisers that it is not currently accepting new business […]

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